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Research Reports |
VE Wilde, B Physio (Hons), is PhD candidate, School of Physiotherapy, Faculty of Medicine, Dentistry and Health Sciences, The University of Melbourne, Melbourne, Victoria 3010, Australia
JJ Ford, B App Sc (Physio), M Physio, PhD, Cred MDT, is Lecturer, School of Physiotherapy, Faculty of Medicine, Dentistry and Health Sciences, The University of Melbourne
JM McMeeken, Dip Physio, BSc (Hons), MSc, is Foundation Professor and Foundation Head, School of Physiotherapy, Faculty of Medicine, Dentistry and Health Sciences, The University of Melbourne
Address all correspondence to Ms Wilde at: v.wilde{at}pgrad.unimelb.edu.au
Submitted October 27, 2006;
Accepted May 16, 2007
| Abstract |
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Subjects: A multidisciplinary panel of 20 experts in the field of LBP participated in this study.
Methods: A 3-round Delphi survey designed to obtain a consensus on the indicators of LZJ pain was completed by use of accepted protocols. Subjects also were asked to justify their selection of each indicator.
Results: Following the 3 rounds, consensus was achieved, and 12 indicators were identified. Those that reached the highest levels of consensus were a positive response to facet joint injection, localized unilateral LBP, positive medial branch block, pain upon unilateral palpation of the LZJ or transverse process, lack of radicular features, pain eased by flexion, and pain, if referred, located above the knee. Justifications for the experts selection of the indicators, predominantly based on pathoanatomical mechanisms, also were described.
Discussion and Conclusion: This Delphi survey identified 12 indicators of LZJ pain, each with an associated pathoanatomical mechanism justifying selection. This survey provides preliminary validation for these indicators, which will be of value in further research into the classification and treatment of LZJ pain.
| Introduction |
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Improving classification systems is one method of identifying subgroups of LBP that may be more responsive to a specific treatment approach.12–14 However, a validated and reliable classification system for LBP currently does not exist.8,15,16 The notion that the lumbar zygapophyseal joints (LZJs) are a source of LBP has significant biological plausibility; therefore, LZJ pain may be considered a potential subgroup. These joints are well innervated by the medial branches of the lumbar dorsal rami, receiving a branch at the same level and a branch originating from the level above.17–19 They were identified previously as a source of clinical pain by injection of isotonic saline or contrast medium into the joint or by electrical stimulation of the medial branches of the lumbar dorsal rami.17,20–23 As synovial joints, the LZJs potentially are subject to a variety of pathologies that could result in LBP,12 and morphological evidence of this potential has been found in postmortem studies.24–27 Estimates of the prevalence of LZJ pain range as high as 75% among people reporting LBP.28
Despite the biological plausibility for LZJ pain as a subgroup of LBP, the identification of features indicative or diagnostic of this condition remains problematic.28–31 A significant proportion of people who are asymptomatic for LZJ pain have positive radiological changes.8,32,33 Diagnostic anesthetic injections into the purportedly symptomatic LZJ have been investigated28,30,31,34–41 but have not been subject to the same degree of scrutiny as other diagnostic injections,42–44 and controversy surrounds their methodology.29,34–36 Diagnostic injections in general are prone to false-positive results because of the multifactorial neurophysiological, social, and psychological aspects of back pain.29,45
The use of multifactorial indicators has been accepted for diagnosing lumbar pathologies such as disk herniation with associated radiculopathy.46,47 This method also has been used for diagnosing other pathological conditions, such as myocardial infarction and associated chest pain.48
Indicators or clinical features, such as provocative loading of the LZJ by extension, lateral flexion, or rotation, are commonly used in clinical practice to identify people with LZJ pain. However, there is no consensus in the literature as to what these features are.28,30,31,37 A common method of validating indicators is by comparison with an established gold or reference standard.49 Studies to date have attempted to validate clinical features against single-anesthetic blocks30,37,38 and double-anesthetic blocks41 of the LZJ. However, given the controversy surrounding the validity of such procedures, the suitability of their use as reference standards against which to compare the validity of indicators of LZJ pain is questionable.29
In the absence of suitable reference standards for validating indicators of LZJ pain, alternative methodology is required. The Delphi technique is a method of systematically surveying a group of experts in order to reach a consensus on specific questions or issues.50 This method has been used successfully in other areas of musculoskeletal and medical research in which similar difficulties relating to diagnosis or classification exist.51–54 More recently, the Delphi technique has been used to achieve a consensus on the diagnosis of musculoskeletal conditions, including clinical cervical spine instability54 and carpal tunnel syndrome55; therefore, its use for LZJ pain is appropriate.
Researchers have investigated potential indicators of LZJ pain,30,37,38,41 but none has attempted to base these features on pathoanatomical mechanisms. There is empirical evidence in the literature regarding pathological changes and biomechanical factors that may produce LZJ pain. No study to date has attempted to associate indicators of LZJ pain with this empirical evidence. We believe that doing so will increase the face validity56 of these indicators.
Given the importance of identifying subgroups of LBP, the biological plausibility for the LZJ as a source of LBP, issues with suitable reference standards for validating indicators, and the absence of readily available and affordable clinical tests indicative of LZJ pain, the opinion of an expert panel was sought. The aim of this study was to provide preliminary evidence for the validity of indicators of LZJ pain for the purposes of future clinical research by assembling an expert panel of Australian and New Zealand practitioners of medicine and physical therapy who have extensive experience in the management of LBP, using the Delphi technique57,58 to develop a consensus regarding indicators of LZJ pain, and identifying pathoanatomical mechanisms underpinning each indicator in order to strengthen face validity.
| Method |
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Delphi Technique
The Delphi technique was used to obtain a consensus on the indicators of LZJ pain. The Delphi technique is a method for systematically collecting informed judgments from a group of experts on specific questions or issues.50 The Delphi technique is used to allow free discussion of views without the influence of personal status, to enable the alteration of personal views without embarrassment, and to allow the combination of many opinions into a collective response.58 The approach is useful in situations in which a consensus is lacking55 and when uncertainty surrounds the area being investigated,59 as in the controversy surrounding the diagnosis of LZJ pain. There are no guidelines on the optimal size of expert panels. Linstone and Turoff,60 who were pioneers of the technique, asserted that the Delphi technique can be used for "anywhere from 10 to 50 people" but provided no further justification. It has been suggested that the most reliable panels should include 20 or fewer people in order to retain all of their members.50,61,62 A panel consisting of 20 experts in the field of LBP was selected for the present study.
Subjects
The authors identified potential expert panel members on the basis of their substantial clinical, research, and educational expertise in LBP. An Australian and New Zealand multidisciplinary panel of clinicians who diagnose and treat LZJ pain was chosen to enable the development of indicators that would be relevant for international practitioners in physical therapy and medicine. A heterogeneous sample was chosen because it is widely believed that "if a disparate group ... achieves consensus, it is reasonable to conclude that [this] consensus has ... merit."63(p11) We chose to recruit 5 physical therapist academic program leaders of postprofessional-entry specialist musculoskeletal physical therapy courses, 5 expert physical therapists, 5 musculoskeletal physicians, and 5 spinal orthopedic surgeons or neurosurgeons to make up the 20-member expert panel. Physical therapist academic program leaders of postprofessional-entry specialist musculoskeletal physical therapy courses were included because of their high levels of training and teaching in the assessment and treatment of LZJ problems.64 Expert physical therapists were included to ensure that opinions outside of musculoskeletal physical therapy (eg, sports physical therapy) were included. Musculoskeletal physicians were included because they are specialist physicians who perform specific diagnostic and treatment procedures for LZJ problems.65 Surgeons were selected because they commonly see people with the most recalcitrant types of LBP.
There is limited consensus in the literature as to the definition of an expert.66 For the purpose of this study, inclusion criteria for the experts were as follows. Coordinators of postgraduate musculoskeletal physical therapy courses were located at Australian and New Zealand universities and had more than 10 years of academic and clinical experience. Expert physical therapists had more than 10 years of clinical experience in musculoskeletal or sports physical therapy and were considered experts by people in academic fields and peers. Musculoskeletal physicians had more than 10 years of clinical experience, academic experience, or both. Surgeons were neurosurgeons and orthopedic surgeons with a special interest in LBP and had more than 10 years of clinical and academic experience in managing LBP.
The experts were identified by the following processes. Every coordinator of postgraduate musculoskeletal physical therapy courses in Australia and New Zealand was identified by Internet-based searching. Expert physical therapists were identified by the authors and through recommendations from coordinators of physical therapy courses. Every musculoskeletal physician in Australia and New Zealand was identified through the College of Musculoskeletal Physicians. Surgeons were identified by the authors and through the Spine Society of Australia. All experts were invited to participate via telephone or e-mail. Experts who consented most promptly were selected until a panel of 20 people who satisfied all selection criteria was filled. If a particular geographic location was not represented in the panel, then experts from this region were preferentially selected to ensure an appropriate distribution across Australia and New Zealand.
Process
Expert panel.
This Delphi survey consisted of 3 rounds of questionnaires that the expert panel answered consecutively (Fig. 1). In round 1 of this study, a questionnaire was mailed or e-mailed to all experts with the following instructions: "Please list the criteria [indicators] (and corresponding justifications) that you believe to be diagnostic of lumbar zygapophyseal joint pain." Justifications were requested in order to identify potential pathoanatomical mechanisms underpinning each indicator. The indicators listed in the returned questionnaires were collated and refined into common language by the authors (author panel) by using qualitative analytical techniques (see "Author panel" below). This list of indicators then formed the questionnaire for round 2. Justifications for the selection of each indicator were recorded by the author panel but not returned to the expert panel.
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Upon receipt of the round 2 responses, the justifications from the experts were tabulated and analyzed by the author panel (see "Author panel" below); indicators that were accepted by fewer than 25% of the experts (5 panelists) were omitted from the list.67 The remaining indicators were redistributed to the experts for round 3 along with additional information, including the average rank and range of ranks for each indicator as well as the percentage of experts who had selected each indicator in round 2. The experts were given the following instructions: "Please re-rank (in order of importance) a maximum of fifteen (15) [indicators] that you believe to be indicative of lumbar zygapophyseal joint pain." No further justifications for the selection of each indicator were requested. Subsequent rounds were to take place if necessary to achieve a consensus.
Author panel.
The author panel comprised 3 physical therapists: 1 professor of physical therapy with 27 years of clinical experience and 30 years of academic experience; 1 therapist with a PhD and a postprofessional master's degree in musculoskeletal physical therapy, 20 years of clinical experience, and 15 years of academic experience; and 1 candidate for a PhD with 6 years of clinical experience and 3 years of academic experience.
A qualitative thematic analysis68 was performed by the author panel following round 1 in order to eliminate overlap between the indicators listed by the expert panel.58 The indicators from round 1 were tabulated by use of a Microsoft Excel* spreadsheet. The author panel met and grouped the listed indicators with similar meanings but variable wording and phrasing into mutually exclusive categories. Key themes in each category were identified and highlighted, and the author panel reached a consensus on clear and consistent wording for each indicator. In selecting appropriate wording, whenever possible, the author panel replicated the exact phrases used by the majority of the experts.
The author panel performed a similar process of refining the list of justifications for each indicator at the end of round 2. The experts were requested to articulate a clear mechanism based on empirical research for each indicator. The list of justifications was tabulated by use of an Excel spreadsheet and disseminated to the author panel. A qualitative thematic analysis similar to that used for the list of indicators was performed. If there were multiple justifications for the same criterion, then the justification supported by the largest number of experts was selected. References supporting the justifications for each indicator were frequently provided by the experts. A MEDLINE search with cross-referencing also was performed in an attempt to identify any additional relevant supportive literature for the justifications.
| Results |
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There are no firm rules for establishing when agreement or consensus is reached.60 In a selection of Delphi studies reviewed by Powell,68 consensus was defined in a variety of ways. Setting a percentage level for the inclusion of items appears to be a common practice, although variable levels, ranging from 51% to 100%, have been noted.68 For the purpose of this study and to limit the number of successive rounds required for the survey, consensus was defined as greater than 56% agreement between experts on all indicators. Because the aim of this study was to provide preliminary validation, we thought it more prudent to set a lower level of consensus to minimize the risk of useful indicators being erroneously omitted. Twelve indicators with a consensus of 56% or more are shown in Table 3.
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| Discussion |
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The validity of clinical features indicative of LZJ pain has been investigated in several studies with a variety of methodologies.28,30,31,37,38,41,86–88 Concurrent validity is a methodological approach in which the ability of a test (for example, indicators determining subgroup membership) to predict the result of a criterion or reference standard is evaluated.89 In studies evaluating the validity of subgroup membership, the reference standard test represents an absolute measure of truth by which subgroup membership can be determined.89
To date, several researchers have evaluated the concurrent validity of clinical indicators of LZJ pain against a reference standard of diagnostic injections and have obtained conflicting results. Revel and colleagues37,38 identified indicators that could predict a positive response to single diagnostic blocks but stated that these criteria were not to be used for diagnostic purposes because of the high false-positive rates of single blocks compared with double blocks.38,39 Double or "comparative" blocks refer to a series of 2 diagnostic injections in which anesthetics of various durations are administered.65 Following the first injection, an individual who experiences a reduction in pain consistent with the duration of action of the anesthetic agent undergoes a second, confirmatory injection of an anesthetic with a different duration of action.65 If the results of this confirmatory block are also positive, then the individual is deemed to have LZJ pain.
Several investigators have been unable to demonstrate the concurrent validity of the indicators identified by Revel and colleagues37,38 against double blocks.28,31 Schwarzer et al30 investigated an array of clinical features in 176 subjects receiving double LZJ blocks. They concluded, "No combination of historical or examination features could be used to predict pain of [LZJ] origin"30(p1136); however, their chosen indicators were a limited clinical set. The results of these studies are in conflict with those of a recent study in which a clinical prediction rule consisting of 5 clinical features found to predict a positive response to double LZJ blocks was developed.41 Perhaps the variable findings in the concurrent validity research are attributable partially to diagnostic injections being an insufficient reference standard.29,34–36,90
The validity of diagnostic LZJ blockage, both as an appropriate reference standard and as a diagnostic test in its own right, is based on 3 premises,90 each of which is subject to confounding factors that increase the chances of false-positive findings. These premises surmise the following:
Furthermore, the results obtained with diagnostic blocks are based on the degree of relief, a measure of questionable reliability because of the variability in people's abilities to differentiate between significant pain relief and insignificant pain relief.29 On the basis of the above-described literature, we believe that a concurrent validity methodology may provide some information regarding preliminary validity for indicators of LZJ pain but that this information cannot be considered absolute.29,90
Evidence for indicators of LZJ pain, obtained with methodology other than concurrent validity methodology, has been presented in several other articles. Kent and Keating88 surveyed 651 primary care clinicians regarding methods used to classify nonspecific LBP (including LZJ pain). Their results showed that most clinicians identified pathoanatomical subgroups (including lumbar facet syndrome) but that consensus was poor, with only 10% of clinicians agreeing on the indicators for each subgroup.
It is our view that the goal of developing a set of features for identifying LBP subgroups is best served by an expert panel whose higher levels of knowledge and experience would be more likely to result in consensus and valid indicators.97 Despite the potential limitations and general lack of consensus found by Kent and Keating,88 the features most commonly agreed upon in their survey were similar to those identified by our expert panel. George and Delitto98 evaluated the validity of LBP subgroups by investigating the responses of these subgroups to specific treatment techniques. Although their approach reportedly was unrelated to pathoanatomical subgroups, the lumbar mobilization subgroup had features similar to those identified by our expert panel (eg, unilateral LBP and a "closing pattern" with movement testing). Using similar methods, Fritz et al14 defined a manipulation subgroup that also had similar features (eg, pain upon palpation and LBP without radiation below the knee). Therefore, it appears that multiple investigators, using a variety of methods, have identified similar sets of signs and symptoms indicative of what we refer to as LZJ pain.
The concurrent validity studies described above usually did not take into consideration the pathoanatomical cause of pain in the selection of indicators to be validated. We believe that the face validity of indicators is increased if they relate directly to pathoanatomical mechanisms. For example, 94% of the expert panel agreed that localized unilateral LBP was an indicator of LZJ pain because the nociceptive supply to the LZJ is unilateral and pain is felt over the affected joint.17–20,22,79 This mechanism is supported by anatomical studies of the LZJ nerve supply17–19 and LZJ pain provocation studies.20,22,79 All 12 indicators of LZJ pain identified by the expert panel were supported by pathoanatomical justifications, thereby increasing their face validity.56
Given the inherent complexity of LBP, the validity of indicators of LZJ pain cannot be established through one study or with one type of design. Instead, evidence supporting or refuting a variety of indicators should be gathered from different sources and from the use of different methods.98 In the best-case scenario, these sources converge and identify similar indicators.97,98 Our Delphi survey of experts, the previously reported studies on concurrent validity and predictive validity, and a large-scale survey of clinicians demonstrate the beginnings of such a convergence, providing support for the indicators of LZJ pain described in the present study.
The proposed indicators of LZJ pain require further validation before they can be endorsed for use in clinical practice. Studies worthy of consideration include predictive validity studies and RCTs. Radiofrequency denervation (neurotomy) is an invasive technique that is used to treat LZJ pain and that may be more target specific than controlled nerve blocks.65 During this procedure, the nerve supply of the LZJ (the medial branches of the lumbar dorsal rami) is denervated, thereby preventing pain generation from the LZJ for approximately 10.5 months.99 Future studies could investigate whether the indicators of LZJ pain identified in the present study predict a positive outcome from this long-acting and target-specific treatment. Anecdotal evidence suggests that manual therapy has a large effect when used in carefully selected cases with the indicators of LZJ pain. However, there is minimal empirical evidence to support this observation. The indicators described in the present study may be appropriate for use as selection criteria for future RCTs investigating the efficacy of manual therapy in the management of LZJ pain. The observation of a large effect size would provide further evidence for the validity of our indicators. Subsequently, once validated, these indicators may be used to screen people who may benefit from diagnostic injections, thereby reducing the costs of potentially ineffective procedures and improving the poor clinical indicators currently used in clinical practice.
Limitations
The present study has several limitations. The experts selected were from Australia and New Zealand; therefore, their views may not be consistent with international opinions. However, given that all have access to international publications and are regular attendees and presenters at international conferences, it is reasonable to assume that they are familiar with the current international literature.
The word "diagnostic" had to be altered to "indicative" after round 1 because of differences in the nomenclature used among the disciplines. Although the Delphi technique enables the use of controlled feedback between rounds, it is not known whether the experts might have answered the surveys differently had this information been provided from the beginning. However, given that subsequent rounds followed this nomenclature change and a consensus was reached, we believe that this issue did not have a negative impact on the outcome of our Delphi survey.
Opponents of the Delphi technique argue that Delphi findings should not be judged with the same validity as research derived by more established scientific methods55; rather, they argue that the findings should be considered a process for making the best use of available information in the absence of a reference standard and in the presence of ambiguity.53 With regard to this opinion, our Delphi survey provides preliminary validation of the described indicators and contributes to the convergence of opinions that this pathoanatomical subgroup of LBP exists and can be identified by clinicians. However, further validation is required before these indicators can be recommended for use in clinical practice.
Although 2 experts were unable to complete the final rounds of the survey because of time commitments, their initial views were consistent with those of the other experts; therefore, their exclusion or inclusion should not have altered the findings.
The expert panel identified diagnostic injections as being the most important indicators of LZJ pain. As discussed previously, we believe that the nature of LBP is multifactorial; therefore, the diagnosis of LZJ pain should not be based on one indicator alone. Diagnostic injections should not be used as a reference standard because no single indicator is sufficient for identifying LZJ pain. Instead, diagnostic injections in conjunction with clinical features based on pathoanatomical mechanisms are more likely to increase the probability that pain is arising from the LZJ.
| Conclusion |
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| Footnotes |
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This study was approved by the University of Melbourne Human Research Ethics Committee.
* Microsoft Corp, One Microsoft Way, Redmond, WA 98052-6399. ![]()
| References |
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This article has been cited by other articles:
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S. Walmsley, D. A. Rivett, and P. G. Osmotherly Adhesive Capsulitis: Establishing Consensus on Clinical Identifiers for Stage 1 Using the Delphi Technique Physical Therapy, September 1, 2009; 89(9): 906 - 917. [Abstract] [Full Text] [PDF] |
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R. M Strobl On "Indicators of lumbar zygapophyseal joint pain ..." Wilde et al. Phys Ther. 2007;87:1348 1361. Physical Therapy, January 1, 2008; 88(1): 137 - 137. [Full Text] [PDF] |
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