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Case Reports |
S Lennon, MSc, BSc (Physical Therapy), MCSP, is Lecturer in Physiotherapy, Rehabilitation Sciences Research Group, School of Health Sciences, University of Ulster at Jordanstown, Newtownabbey, County Antrim, Northern Ireland BT 37 OQB (s.lennon{at}ulst.ac.uk)
Submitted September 29, 1999;
Accepted August 10, 2000
| Abstract |
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Key Words: Bobath concept Gait re-education Stroke
| Introduction |
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Bobath considered abnormal coordination of movement patterns and abnormal tone to be the main problems of people with hemiplegia.10 Tone is defined as the amount of tension in a muscle (muscle tone) or the overall state of tension in the body (postural tone).11 Therapists using Bobath's concept believe that abnormal tone, which can be lower or higher than normal, influences the patient's movement patterns adversely. Normalizing tone is seen as necessary preparation for practicing functional activities such as walking.11 Facilitation of selective control of movement, achieved by the re-education of basic movement patterns of the trunk, the pelvis, and the limbs, is a key feature of the approach.12 Therapists believe that too much effort by the patient and overuse of the unaffected side reinforce abnormal tone and movement of the affected side.8,12 This is why there is an emphasis on "hands-on" therapy to encourage the use of the affected side and an avoidance of resisted exercise to strengthen muscle. Therapists use their handling techniques to correct alignment, to assist movement that the patient struggles to perform independently, and to block atypical movements (ie, movements that differ from patterns of coordination used in everyday tasks).11 This reduces the patient's effort during movement, thus normalizing tone and producing more selective movement as opposed to stereotypical mass patterns.11 Resisted exercise also may result in excess effort by the patient. Therapists using Bobath's concept believe that this overexertion will produce overflow and irradiation through the body, thereby reinforcing abnormal tone and stereotypical mass patterns of the affected side. Therefore, resisted exercise is usually avoided in patients with abnormal tone, mass movement patterns, and malalignment.
The therapist's handling techniques provide postural stability and alignment and guide the patient toward achieving more normal movement patterns.12 The principle underlying the treatment is the capacity of the central nervous system to recover function following damage.12 It is important, therefore, to work at regaining normal movement of the affected side, thus achieving functional independence by using both sides of the body. Gait re-education based on the Bobath concept uses techniques aimed at the normalization of muscle and postural tone; facilitation of more normal movement patterns in the trunk, pelvis, and limbs; and facilitation of the act of walking.11,12
Although experimental evidence demonstrates that rehabilitation leads to improved functional ability, it does not demonstrate that motor recovery has occurred on the affected side.13 The majority of studies have only measured treatment effects using activities of daily living (ADL) scores.7 Therefore, patients could have become independent without regaining the use of the affected side by compensating with the unaffected side.
Therapists using the Bobath concept believe that treatment contributes to better recovery of movement of the affected side and functional activity. To evaluate therapy based on the Bobath concept, both recovery of movement and improvement in function need to be measured. The primary aim of this case report is to describe the use of outcome measures to document recovery of movement within the gait cycle and walking ability in 2 patients with hemiplegia following stroke. A secondary aim is to describe the treatment process used by experienced Bobath practitioners to re-educate gait following stroke, as few studies to date have provided a detailed description of the content of therapy.7
| Case Description |
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Examination
The examination was based on the principles described by Bobath.10 Each therapist gathered general information about the history of the stroke and the patient's past medical history, current level of function, and goals. The therapists observed the patients' available patterns of movement and posture in sitting, standing, moving from a sitting position to a standing position, in a supine position, and during walking, identifying the patient's deviations from normal in each of these positions and movements.14 The therapists initially asked the patients to move independently, then used their manual skills to correct the patients' alignment, to assist the patients' movement, and to block atypical movements.11 Muscle and postural tone were assessed by observation of body and limb postures and by passive or active-assisted movement, while noting any restrictions in range of motion.11 Light touch and proprioception in the limbs were tested. Gait was assessed visually.14 During the examination, the therapists also assessed the patients' mental status, vision, hearing, ability to communicate, and presence of neglect. All of the above relied on observation and palpation using the therapists' clinical judgment; no standardized tests were used.
Following analysis of the examination findings, each therapist formulated a problem list for the patient representing the main reasons underlying the patient's movement abnormalities. Functional goals were agreed on with the patients; the therapists established treatment goals and a treatment plan to address the problems and achieve the patients' functional goals.11
Both patients were independent prior to their stroke. They had been diagnosed with an internal capsule infarct of sudden onset, resulting in admission to 2 different stroke units. At the time they were referred for physical therapy, they were about 6 weeks poststroke. Both patients each been discharged to their own homes and had just started attending different hospitals twice a week for outpatient physical therapy. One patient (SA) also was receiving outpatient occupational therapy.
The physical examination was carried out by the treating physical therapist according to the principles described in the previous section. The outcome measures included various clinical scales, and a 3-dimensional gait analysis (described in the "Outcomes" section) was performed by the author, who acted as an independent assessor. Postural alignment, muscle tone, selective movement, and functional ability were assessed with the patients in supine, sitting, and standing positions. The patients did not have any restrictions in range of motion or show any signs of neglect. Both patients were mentally alert and had intact sensation, vision, and hearing. The main findings of the patient assessments are summarized in the therapists' problem lists, which are presented in the following sections. In neurological physical therapy, the problem list represents the therapist's interpretation of the main reasons underlying the patient's abnormal movement. The problem list, therefore, can be considered as the key to providing insight into the therapist's clinical reasoning process. I did not consider it necessary to present the full details of each treating therapist's examination in these reports.
Patient 1
NM, a 65-year-old woman, was referred for physical therapy with a diagnosis of left hemiparesis affecting mainly her pelvis and left lower extremity. Her arm function was normal. She had a history of osteoporosis of the spine, which had been diagnosed 5 years prior to her stroke. Although her osteoporosis led to spinal pain and difficulty in maintaining a supine position, she stated that it had not interfered greatly with her daily activities prior to her stroke. NM lived with her daughter, who worked full-time. She was independent in all ADL except bathing. Her bed and a commode for toileting had been moved downstairs because she was unable to manage stairs. Although NM could walk independently indoors with a cane in her right hand, she tended to remain seated most of the day because of pain in her left thigh. She could walk for about 20 m before needing to sit down due to pain.
The therapist identified the following problems based on her assessment: reduced selective control of the pelvis (limited anterior, posterior, and lateral tilt); reduced selective control of the lower extremity (decreased hip extension, knee flexion and extension, and ankle dorsiflexion); and increased tone in the left quadriceps femoris and adductor muscles, leading to pain in the left thigh. Selective control refers to the ability to perform movement patterns at isolated joints without using stereotyped flexor or extensor patterns of movement. These problems contributed to the following deviations from normal gait, as determined by observational gait analysis: excessive hip flexion bilaterally, a posteriorly tilted pelvis, knee hyperextension during stance, and intermittent foot drop. The pain also interfered with the movement of the left hip and knee, walking, and any functional activity involving the left lower extremity, such as rolling over in bed, getting in and out of bed, standing up, and walking. NM complained of the following problems: pain in the affected lower extremity, limited ability to walk indoors, inability to walk outdoors, being off balance in standing, difficulty bending her right knee, difficulty getting in or out of a car and in or out of the shower without assistance, inability to ascend or descend stairs, and a lack of confidence with mobility.
Patient 2
SA, a 71-year-old woman, was referred for physical therapy with a diagnosis of right hemiparesis mainly affecting her right arm and pelvis. She did not have any relevant medical history. Although the movement patterns in her lower extremities were normal, her gait was slow and unsteady. She walked independently indoors with a high cane (at waist level) in her left hand for about 20 m without needing a rest. The aim of using a high cane was to give her some stability without encouraging too much weight bearing through the unaffected side, thus minimizing asymmetry. Prior to her stroke, SA managed her own farm (mainly administrative work) and lived alone. Following hospital discharge, her sister moved in with her to assist her with ADL. Her bed and a commode for toileting were moved downstairs because she was unable to manage stairs.
The therapist identified the following problems based on her assessment: reduced selective control of the pelvis (limited lateral tilt) and increased tone in the right elbow, wrist, and finger flexors, with reduced selective control (better motor recovery in the elbow than in the hand or shoulder). SA tended to move her right arm in a flexor pattern (ie, combined shoulder, elbow, and wrist and finger flexion), and she was unable to use her right arm during any ADL task. During walking, SA's right arm assumed a flexed posture with a retracted scapula. These problems interfered with her gait; the increased tone and flexor pattern of the arm made SA feel off balance by restricting the alignment and movement of her pelvis. SA's arm was held adducted to her side, with the elbow in about 30 degrees of flexion. She felt that this fixed arm posture put her off balance and interfered with the swing phase of gait on her affected side. These problems contributed to the following deviations from normal gait, as determined by observational gait analysis: decreased weight transference to the right; an adducted right foot placement during stance, with weight bearing on the lateral border of the foot; and reduced hip flexion during the swing phase. SA complained of the following problems: inability to use her affected hand for eating or light housework, inability to walk outdoors or to manage stairs, having to adjust the bedclothes to get in and out of bed, needing help to get in and out of the bath, and feeling off balance.
Both patients had difficulty in standing up and in getting in and out of a chair or a bed. They tended to keep more weight on the unaffected side during these activities. SA tended to leave her right arm behind, whereas NM had problems including her left lower extremity in the movements. For example, NM struggled to flex her left hip and knee to roll onto her right side or to swing her legs over the edge of the bed in order to sit up.
| Intervention |
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NM's therapist decided to concentrate on improving selective control of the pelvis to reduce excessive hip flexion and improve weight transfer, as well as mobilization of the soft tissues of the thigh in correctly aligned weight bearing in standing to normalize tone and relieve pain. The therapist hypothesized that mobilizing the soft tissues (specific mobilization) of the thighin particular, the adductor and rectus femoris muscleswould normalize increased tone and reduce the patient's pain. Specific tissue mobilization according to the Bobath concept is defined in the Appendix. The therapist judged that working on gaining anterior and posterior pelvic tilt would improve weight transfer and hip extension during gait, leading to improvements in selective distal control of the knee and the foot. Trunk control and alignment can affect limb tone, range of motion, and control. Muscle activity in the trunk is necessary to maintain the body erect against gravity and to adapt to the moving upper and lower extremities. Trunk movements contribute to the functional abilities of the upper and lower extremities.11
NM attended 30 therapy sessions over a 15-week period, twice a week for sessions 1 to 10, then once a week until discharge. Each session lasted for about 1 hour. The treatment checklist was completed in 23 sessions. Omissions occurred because another therapist had treated the patient on those days.
Table 1 lists all of the techniques used for each patient. The percentages represent the number of sessions in which each technique was used. From sessions 1 to 10, treatment for NM consisted of mobilization of the soft tissues of the thigh in sitting (6 sessions), weight transfer in sitting and standing (9 sessions), and standing up and sitting down from a raised therapy bed (height of the therapy bed was about 65 cm) (7 sessions). Gait re-education consisted of stance-phase gait re-education incorporating stepping in different directions and on and off a 15-cm-high step (all sessions), stepping with the affected lower extremity (2 sessions of swing-phase re-education), and walking (4 sessions). Stair-climbing practice was included (3 sessions).
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For SA, the therapist's hypothesis was that facilitating correct weight transfer would improve lateral pelvic tilt and weight acceptance through the affected foot. The increased tone and positioning of the upper limb in a flexor pattern interfered with gait by holding the pelvis in increased side flexion and interfering with the swing-through of the affected lower extremity. Therefore, the therapist worked on mobilizing the shoulder girdle and re-educating selective control of the arm in a supine position with the dual aim of obtaining more normal movement patterns in the arm and re-educating pelvic movement, which the therapist believed would improve SA's walking pattern.
SA attended 28 therapy sessions over a 19-week-period, twice a week for weeks 1 to 10, then once a week until discharge. Each session lasted for about 1 hour. The checklist was completed in 19 sessions. The content of therapy sessions for SA is detailed in Table 1.
From sessions 1 to 8, treatment consisted of mobilization of the shoulder girdle in a supine position (4 sessions), weight transference in sitting and standing (all sessions), reaching with both upper limbs in different directions in standing (all sessions), and facilitation of selective control of the upper limb in a supine position (all sessions). Gait was re-educated by stance-phase re-education (all sessions), swing-phase re-education (7 sessions), and walking (6 sessions). For the remaining sessions, therapy continued to focus on re-educating selective control with the upper limb in supine and sitting (all sessions) and stair-climbing practice (7 sessions). Gait-specific activities consisted of stance-phase re-education (5 sessions), swing-phase re-education (4 sessions), and walking (2 sessions).
The content of therapy for each patient is summarized in Table 2 according to the 4 main categories of treatment across sessions described in the Appendix : preparation, facilitated movements, gait-specific activities, and functional activities.
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| Outcomes |
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These measurement tools were chosen for 2 reasons. First, they have been subjected to reliability testing and, in varying degrees, to validity testing. The MAS has been tested for both concurrent and predictive validity.17 Only face validity for the MCA has been reported.18 Second, they directly reflect the aims of physical therapy based on the Bobath concept. The MAS is a brief, easily administered clinical scale of 8 categories of motor function, consisting of 5 categories of functional mobility (rolling to the side, sitting up from lying, balanced sitting, sitting to standing, and walking) and 3 categories of recovery of movement and functional abilities related to the upper limb. Each category contains 6 items, which are scored from 0 (unable to perform) to 6 (optimal motor behavior). Because the MAS does not measure recovery of movement of the lower limb, 3 subtests of the MCA related to the lower limb were monitored. Each of these subtests is scored from 0 to 2 (0=no movement, 1=partial range of movement, 2=full range of movement). The modified Ashworth scale was included because the normalization of tone is an important treatment aim for therapists using the Bobath concept. The author of these reports, a physical therapist with 18 years of experience in neurological rehabilitation, had been using these scales in clinical practice for 9 years and had previously assessed her intrarater reliability by repeating these scales on 2 occasions on 6 patients.
Gait analysis was carried out on each patient using a Vicon motion analysis system,* based in the gait analysis laboratory of Green Park Healthcare Trust (Belfast, Ireland). This system consists of 6 cameras linked to 2 Kistler force plates. Reflective spheres were attached to 13 standardized bony landmarks according to the gait laboratory protocol. Each patient was filmed while walking at her preferred speed barefoot without a walking aid. The patients were filmed without their walking aid because therapists usually facilitate walking without using walking aids; they often aim to wean the patient away from using the aid. Both patients required standby supervision to complete the trials. The 3 best trials for each lower limb were analyzed. The reliability of the data obtained with the Vicon system is dependant on the accuracy of the marker placement during testing and the reliability of the investigator in identifying initial contact and toe-off within the gait cycle when processing the data. The author, therefore, was assisted in data collection and processing by the gait laboratory team in Belfast.
Changes in Data Obtained With the Clinical Scales
The changes that occurred in data obtained with the MCA, the MAS, and the modified Ashworth scale are highlighted in Table 3. For the MCA and the MAS, the higher number represents the best score, indicating more normal movement and function. The modified Ashworth scale is scored from 0 to 5 (0=no increase in tone, 5=affected parts are rigid in flexion or extension).
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Maximum scores were obtained with the MCA and the modified Ashworth scale at the start of the therapy sessions for SA. She improved in all categories on the MAS except for the advanced hand activities. She received a score of 5 in the walking category (walks 10 m without assistance, turns around, picks up a small sandbag from the floor, and walks back in 25 seconds). All temporal-distance variables improved for NM, but only step length with the unaffected lower extremity and walking speed improved for SA (Tab. 4).
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Figure 2 demonstrates that pelvic obliquity (lateral tilt), hip abduction angles, and abductor moments remained unchanged following treatment on both sides apart from the abductor moment of the unaffected side, which was within the normal database band.
Figure 3 demonstrates that many of SA's stance and swing variables improved following discharge. The pelvis was held in less anterior tilt during stance, but it remained in posterior tilt during the swing phase. There was better hip and knee extension. There was improved dorsiflexion on both sides during stance, but the swing phase remained abnormal bilaterally.
Figure 4 shows that initially SA's pelvic curve was flattened during stance, rising up from mid-stance through swing. There was some improvement on the unaffected side following treatment; however, there was more asymmetry in the abductor angles, and the hip remained adducted with an even larger abductor moment. Perhaps more change would have occurred if the therapist had worked more on abductor activity directly to control the pelvis and had encouraged weight transfer as opposed to working on lateral pelvic tilt and mobilizing the shoulder girdle to improve control of the pelvis.
Changes in Function and Patient Goals
Changes were noted in the patients' function. By discharge, both patients could walk indoors without their walking aids, could walk outdoors using a one-point cane, and could manage stairs independently. NM was also able to get on and off buses when accompanied by her daughter. Unfortunately, at discharge, SA's right arm remained of little functional use, as she had only gross grasping ability and difficulty with release in the affected hand, although she had some return of shoulder and elbow movement.
NM was pleased with her progress. She had achieved her goals of walking indoors without a walking aid, managing the stairs, getting in and out of the shower, and getting out into the garden independently with her cane. She now described the pain in her affected lower extremity as more of a pressure and a tightness that no longer interfered with her walking. Her balance was better, and her knee movement was easier. She now felt able to work at home with her daughter on achieving her next goal of getting on and off a bus to go shopping in town.
SA also reported progress toward her goals. She believed that her walking was steadier and that she had better balance. She could manage stairs, and she could walk outdoors with her cane. Her arm movement was better, but she felt there was no power in her arm. She could now manage to adjust the bedclothes getting in and out of bed and adjust her position by herself. She was disappointed with the progress in her hand, although some progress had been made. She could use her affected hand for dusting and holding light objects, but she could not feed herself with that hand.
| Discussion |
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This report suggests that changes in movement patterns can be documented when outcome measures linked to the aims of therapy are selected. Therapy was aimed at re-educating normal movement patterns within the gait cycle. The gait laboratory data documented change in these 2 patients. These results should be interpreted with caution because the magnitude of the changes observed was small. In future studies, the reliability of data obtained by the assessor and the consistency of the patient's gait cycle would need to be formally tested.
With regard to the clinical scales used, the gait subtest of the MAS was unable to demonstrate change at the higher end of the scale for NM, even though improvements in her biomechanical data were noted. NM was unable to progress past a grade of 4 on the walking subtest (walks 5 m with no physical assistance in 15 seconds). There are 6 items in the gait subtest of the MAS. Item 1 measures movement ability. Item 2 refers to walking with the help of one person. Items 3 through 5 refer to the ability to walk alone for 3 m with an aid (item 3), for 5 m in 15 seconds with no aid (item 4), and for 5 m in 25 seconds (item 5). Item 6 refers to the ability to walk up and down 4 steps 3 times in 35 seconds. The gait subtest measures only movement ability in item 1 (standing on the affected lower extremity and stepping forward with the other lower extremity with the affected hip extended and with supervision); the other 5 items reflect the degree of assistance required and the walking speed of the patient. This scale is unable to monitor normalization of gait patterns, which is a main aim of therapy based on the Bobath concept. The MCA and the modified Ashworth scale demonstrated change for NM, but not for SA.
Following examination of the patients, both therapists believed that pelvic control and weight transfer were major problems. Therefore, they worked proximally to re-educate movement of the pelvis, which may have led not only to changes in the pelvic movement patterns in the sagittal plane but also to changes distally in the movement patterns of the knee and foot. There was some change in loading of the affected limb as measured by the step length of the unaffected limb. The step length of the unaffected lower extremity improved by 7 cm in SA and by 3 cm in NM. This remained asymmetrical in relation to the step length of the affected lower extremity and far removed from normal values.20 These changes in the coronal-plane motion in both patients were not apparent in the gait laboratory data (see hip abduction and adduction range and abductor moments in Figs. 2 and 4). It is surprising that the asymmetry persisted despite the fact that weight transfer techniques were used frequently in both patients. The results of studies by Hesse and colleagues21,22 support this finding. They found no improvement in gait symmetry variables in 40 patients with hemiplegia after a 4-week inpatient rehabilitation program based on the Bobath concept; however, maximal speed, stair climbing, and movement as measured by the Motricity Index improved.21,22
One explanation for the asymmetry observed in the 2 patients described in this case report may be related to the type of treatment activities practiced. For example, it may be that too much time was devoted to working on pelvic control using weight transfer in standing and too little time was devoted to generating hip extensor and hip abductor activity during gait. The position in which the patients were treated may also have been important. For example, intervention might have been more effective if more time had been spent with the patient in standing and walking as opposed to sitting and supine. It may also be that the focus needs to shift from measuring symmetry to measuring weight transfer to the affected side. Weight transfer is a main treatment goal and implies symmetry. Key variables for identifying changes in weight transfer obtained by gait laboratory methods need to be identified.
This case report describes a treatment schedule for evaluating gait re-education based on the Bobath concept. For NM, the therapist used mainly techniques related to facilitated movements (proximal) and gait-specific activity. For SA, the therapist used mainly techniques related to facilitated movements (proximal) and gait-specific activity. Walking practice was used in 65% of NM's therapy sessions and in 32% of SA's therapy sessions. The interventions for these 2 patients are inconsistent with the findings of Hesse and colleagues21,22 regarding the content of Bobath therapy. They reported that tone-inhibiting maneuvers and exercises in sitting and standing dominated therapy sessions, with little time spent on walking practice. Gait-specific practice was a key feature of the techniques described in this case report. The reports of other authors support these findings.23 The therapists in this case report were experienced in stroke rehabilitation and had postgraduate training in the Bobath concept. The content of therapy (Tabs. 1 and 2) illustrates that therapy was guided by the principles of the Bobath concept, which aims to re-educate normal movement.
I cannot attribute changes in the gait cycle specifically to physical therapy. The cases, however, demonstrate that changes in movement and function occurred following gait re-education based on the Bobath concept. Several implications for practice arise from this case report. It was possible to describe Bobath practice and, by understanding the therapists' intervention aims, choose outcome measures to suit the aims of therapy. It would not appear sufficient to use only one scale or test to measure treatment effects. Therefore, a range of tools need to be considered. Laboratory-based gait analysis looks promising as a tool for evaluating therapy. The key variables to be monitored, however, require further reflection. Facilitated movements (proximal components) and stepping with the unaffected lower extremity were frequently used strategies in both patients, whereas facilitated walking was used mainly with NM. This reinforces the view that therapy based on the Bobath concept is tailored to suit each individual. Thus, the process of physical therapy needs to be carefully examined when comparing results across patients.
This approach would need to be replicated in large numbers of patients to evaluate the effectiveness of gait re-education based on the Bobath concept. Further exploratory work of this nature is needed to arrive at a consensus on best practice in gait re-education derived from everyday practice. This can then be put to the test in experimental studies in order to base neurological physical therapy on evidence, rather than on anecdotal clinical experience.
| Appendix |
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| Footnotes |
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| References |
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