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PHYS THER
Vol. 80, No. 2, February 2000, pp. 141-150

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Research Reports

Conference

Mark S DeCarlo, James J Irrgang, Kevin E Wilk and Jules Rothstein

Mark S DeCarlo, PT, MHA, SCS, ATC, is Chief Operating Officer, Methodist Sports Medicine Center, Indianapolis (mdecarlo{at}methodistsports.com). He is President of APTA's Sports Physical Therapy Section
James J Irrgang, PT, PhD, ATC, is Assistant Professor and Vice Chairman for Clinical Services, Department of Physical Therapy, University of Pittsburgh School of Health and Rehabilitation Sciences, and Vice President of Quality Improvement and Outcomes, Centers for Rehabilitation Services, Pittsburgh, Pa
Kevin E Wilk, PT, is National Director of Research and Clinical Education, HealthSouth Rehabilitation Center, Birmingham, Ala, and Adjunct Assistant Professor, Physical Therapy Programs, Marquette University, Milwaukee, Wis



    Introduction
 
Research reports answer questions—and often raise new ones. Mark DeCarlo, James Irrgang, and Kevin Wilk join Editor Jules Rothstein in a discussion about the clinical and research implications of "The Efficacy of Perturbation Training in Nonoperative Anterior Cruciate Ligament Rehabilitation Programs for Physically Active Individuals."

Rothstein: Fitzgerald, Axe, and Snyder-Mackler make a strong case that people with anterior cruciate ligament [ACL] injuries can be classified as belonging to one of two groups. One group is described as being relatively sedentary and as having success with rehabilitation. The other group is described as being far more active and as having less success with rehabilitation. Is that what you find, both in your practice and in your reading of the literature?

Wilk: Noyes et al1 proposed the "rule of thirds." They found that one third of their patients with ACL tears compensated and did well, one third modified their participation in sports and did not do very well, and one third could not return to sports at all. When I see a patient with an ACL injury, I always ask, "What level of function is the patient returning to? Is the patient returning to a sport that requires a lot of hard pivoting or cutting, or is the patient returning to straight-ahead running or jogging?" I attempt to assess the patient's level of functional activity, such as work and sports. And I find that, for people who have torn their ACL and are involved in hard running and cutting, the likelihood of returning to the previous level of function is diminished as compared with the likelihood for those returning to a lower level of function.

Rothstein: Are there any data on this rule of thirds, or was it based only on a general clinical impression?

DeCarlo: I don't know of any study that substantiates the rule. In my own practice, the rule of thirds doesn't apply.

Rothstein: What are your fractions?

DeCarlo: First, what types of patients with ACL injuries are we talking about? Are some patients sedentary individuals who want to maintain that lifestyle? Are some very active individuals who want to maintain that level of activity? Are some fairly active but want a nonoperative approach and, because of their injuries, become sedentary? In my clinical experience, not every person is a candidate for ACL reconstruction; however, more than a third of my patients with torn ACLs—perhaps as many as two thirds—ultimately have ACL reconstruction.

Irrgang: Patients who are referred to my facility have already determined that they want surgery; therefore, a very high proportion of my patients have surgery! Daniel et al2 provided some data suggesting that the rule of thirds may not be accurate. Individuals who are returning to high levels of activity probably have a greater need for ACL reconstruction than those who aren't returning to high levels of activity.

Rothstein: All three of you manage patients who are of a homogeneous type. That is, regardless of whether they're coming for surgery, they—and you—have high expectations for function. We don't know the "rule" for the "average orthopedic setting." An orthopedic physical therapist in a hospital setting, for example, may not see the proportion of ACL reconstructions that you see. A physical therapist's expectations regarding reconstruction therefore may depend on the nature of his or her practice.

Irrgang: We also have to remember who is at risk for ACL injury. Most ACL injuries happen as a result of physical activity. If these physically active patients return to their previous levels of activity, they're going to be at greater risk for reinjury than patients who don't return to previous levels.

Wilk: Helping a patient decide whether to have ACL reconstruction poses a real dilemma, whether the patient is a high school athlete or a 40-year-old skier who was injured on the slopes. Both types of patients ask, "Should I have the surgery, or can I cope with this problem? What are my chances of full recovery with and without surgery?" As a physical therapist, I look at age and level of activity. For the 40-year-old skier with a torn ACL who is never going to ski again but who wants to be able to participate in workout sessions, an ACL reconstruction may not be necessary. For someone younger who is involved in a more aggressive sport or work activity—such as a college student—I'd probably recommend reconstruction. I would base that recommendation on my clinical experience, which tells me that, without surgery, a person involved in strenuous sports is likely to have knee instability, such as "giving way" episodes, and may develop meniscal pathologies.

Irrgang: The decision on surgery also has to do the with the patient's willingness to make lifestyle modifications. Let's reconsider that 40-year-old skier. If he is not going to give up the activity that caused his knee to give out in the first place, he probably needs to have ACL reconstruction.

DeCarlo: A patient may have experienced other knee trauma at the time of the ACL tear. What is the status of the menisci and the articular surface of the femoral condyles?

Even if the patient isn't very active, what would be the long-term ramifications of a well-done ACL reconstruction for a person with articular surface damage? Would surgery prevent major problems down the road in terms of degenerative changes in the knee? There are other factors to consider, such as whether the patient is likely to adhere to rehabilitation in the preoperative phase.

Wilk: Do orthopedic surgeons who perform a high volume of ACL reconstructions even think about trying nonoperative intervention first? In my experience, they think about nonoperative intervention only if the patient is adamant about pursuing it. I think that most surgeons believe, rightly or wrongly, that the majority of people will experience problems or cause further damage and that therefore the best intervention is reconstruction.

Rothstein: One of the founders of sports medicine, an orthopedist, used to say that there were only two types of patients in his waiting room—pre-op and post-op. Apparently there are still settings where that philosophy exists.

Wilk: Years ago, reconstructive surgery typically was performed only if nonoperative interventions failed—which may or may not have been the best approach.

Rothstein: There also were many failed operations in those days, more so than today.

DeCarlo: In some areas of the country, physical therapists still may not have access to orthopedic surgeons who can reconstruct the knee with a predictably high success rate; in those areas, trying a nonoperative program first may be indicated. Over the past 15 years, there has been an increase in the number of fellowship-trained orthopedic surgeons with high-level surgical skills as related to performing ACL reconstruction. With this increase, and with the greater competition, I think it's rare to not be able to find a technically proficient surgeon.... There also is a timing issue. A nonoperative program may be appropriate for an athlete if the injury occurs in the beginning of the sport season.

Irrgang: Many of the subjects in this study are focusing on what they can do to get through the season. For the high school senior who has a scholarship on the line, what's the probability of completing the high school season without a reinjury after undergoing this nonoperative program? In all likelihood, after the season ends, that student athlete will end up getting a reconstruction. I believe the authors are proposing a program that may provide a temporary solution that will allow the athlete to return to play without surgery.


    Measuring Performance
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: The program described by Fitzgerald and colleagues may restore patient function and reduce vulnerability to new injuries. If it worked for one season, why wouldn't it work for the next season?

DeCarlo: The training was described as consisting of 10 visits. Would the patients need to continue with this kind of training in order to maintain the same high level of performance they had before they were injured? The authors posed that question at the end of the article when they talked about the need for further study. Another question involves the wearing of a brace by patients who are ACL deficient. What is the level of satisfaction with wearing a brace? And how successful were they as far as their athletic skills and participation in their sport during the season? All of these questions are related.

Rothstein: We're asking about the long-term future and a qualitative measurement—which is problematic. Even for surgery, we don't have very good qualitative measures. Our discussion reminds me of the expiration dates that are stamped on consumer goods: "If you really want to be safe, use before this date." But often, the item is perfectly good for 2 more years after the use-by date.... It's as though this article is reporting on an intervention that offers successful rehabilitation that may or may not expire over time, at which point the patient may need some other treatment.

Wilk: Fitzgerald and colleagues used "giving way" episodes, clinical tests, and knee scores as the criteria for determining success. But what is the best ultimate measure? Did these subjects participate at their preinjury level or something less? Just "getting through the season" isn't good enough if you're looking for a program that will reestablish a higher level of knee function.

Rothstein: Obviously, time is one measure. The patient may still be on the football team but may not have played a minute since the injury, whereas before the injury he might have been playing 40 minutes per game.

Wilk: Effectiveness in the sport is another measure.

Rothstein: How do we measure quality of sports performance as part of our patient management?

Wilk: With a basketball player, we might measure performance in terms of points per game. What was the player's average points per game or number of assists preinjury versus postinjury? Using the Cincinnati Knee Rating System,3 we can compare the average preinjury and postinjury knee scores. If a player's knee score was 100 points prior to injury, what is the postinjury knee score at 6 months into the nonoperative program?

DeCarlo: With all sports, I look at specific performance. My facility uses the Cincinnati knee score extensively. I believe it gives a good indication of overall level of function because of the 100-point scale and the many different questions that it asks.

Irrgang: When measuring performance, I also routinely ask patients how the knee was doing prior to the injury. How does the patient feel it's doing now?


    Individualized Muscle-Firing Patterns?
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: Early in this article, the authors talk about designing treatments that induce compensatory muscle action, but they say that the compensation for the ruptured ACL is idiosyncratic. Even though the authors recommend a protocol of rehabilitation, they suggest that, when all is said and done, the specific compensations vary from patient to patient. Do you agree?

Wilk: Research has shown that once the ACL is torn, proprioception is diminished,4 and a "quadriceps avoidance gait" develops—people walk with a slightly flexed knee and use the hamstrings more than they use the quadriceps femoris muscles.57 Even though there may be some individualized muscle-firing patterns, the literature shows that people who injure their ACL tend to "turn off" their quadriceps femoris muscles and use their hamstrings more, particularly the lateral hamstrings. Walla et al7 reported that people who learn to use primarily the lateral hamstrings to control the knee achieve dynamic stability of the knee joint more effectively.

Irrgang: When Rudolph et al8 looked at "copers" and "non-copers" among people with torn ACLs, they found that the non-copers had greater co-contraction stiffness of the joint, whereas the copers could more selectively activate the hamstrings or other muscles to stabilize the knee. People with an ACL-deficient knee may have different ways of reacting to that condition from a neuromuscular control point of view. Maybe that explains why some people can cope, and some people can't.

Wilk: Several research papers published in peer-reviewed journals show that patients with torn ACLs use their hamstrings more than their quadriceps femoris muscles.4,6,9,10 For the perturbation training that Fitzgerald and colleagues described—we've conducted the same training in my facility using surface EMG [electromyography] as well as in-dwelling EMG—patients assume a flexed position, otherwise they can't stabilize the knee. Having 25 to 30 degrees of knee flexion definitely gives the hamstrings a big advantage. So I'm surprised by this study's emphasis on individualized patterns. In my clinical experience, most patients exhibit a consistent pattern.

DeCarlo: If the three of us were able to look at a high volume of patients with ACL injuries who opt for a nonoperative program—we don't have that high volume, because most of our patients have surgery—I suspect that we would find a consistent compensatory gait pattern. There may be individual variables, however. Several researchers1114 have reported that if patients hyperpronate, they may be more apt to having an ACL tear. And if someone hyperpronates and has an ACL deficiency, there may be variations. By "hyperpronation," I mean significant subtalar pronatory motion resulting in internal tibial rotation beyond contact or heel-strike phase.15 But I believe that, in general, the quadriceps avoidance gait is consistent.

Rothstein: Perturbation training presents a stimulus and asks for a response. These authors basically report that they instructed patients to "do this" and that the result was greater function.

Wilk: I'm sure the authors gave more detailed patient instructions than "do this," however! When a patient is on a tilt board, the physical therapist creates perturbations by either tapping the board or having the patient throw a ball. In the clinic, I explicitly instruct the patient to "stay in a flexed position, hold the platform as horizontal as you can, and, when I rock it, bring it back to the horizontal as fast as you can." My instruction is to "keep your knee flexed to about 25 to 30 degrees"—because that's usually where the patient is the most comfortable—"but keep your chest over your knees, so you have hip flexion." That's the only way the patient can stay on the board if I'm really "thumping" it. If I'm only lightly tapping the board, the patient can stabilize in any position he or she wants, including completely upright. But once you start rocking that board and creating strong perturbations, the patient should be in the hip flexion or knee flexion position, otherwise the patient is never going to stay upright to do a scaled activity.

Irrgang: But the key to this activity is what's happening at the level of muscle, and patient instructions don't tell us how patients are using their muscles. Do they use a co-contraction of the quadriceps femoris muscles and the hamstrings, a selective activation of the hamstrings, or a selective activation of other involved muscles? Fitzgerald and colleagues are saying that individuals may use different strategies to stabilize the knee.

Rothstein: Wilk's description of patient instruction suggests that there may be a continuum in how physical therapists instruct patients. That is, we provide a stimulus—in the case of this study, on a nonmechanized basis—with which we can shape patient behavior. The therapist has two options: give only enough guidance so that patients don't hurt themselves, or give patients detailed guidance. This implies that there can be different ways of using a similar approach in managing patients. To what extent is it better to guide patients or to let patients find their own methods?

Wilk: You can utilize perturbation training in one of these two ways—using instruction or allowing patients to seek their own method—and perhaps still end up at the same point. We've conducted EMG studies using the Balance Master* system, similar to what Fitzgerald and colleagues used, and we've found very high levels of hamstring activity, particularly of lateral hamstring activity, which confirms the studies by Berchuck et al16 and others6,7,9 on quadriceps avoidance gait. We see this in the clinic all the time: People often walk with a flexed-knee gait.


    Not Your Average Patient?
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: The authors believe they found a unique patient group for the nonoperative program. They used the hop test17 to differentiate patients. Do you use this test, and, if so, do you think it makes that differentiation?

Wilk: I believe that the heart of this study is patient selection. In these subjects, the single-leg hop test score was 80% or greater than that of the unaffected leg, and the knee scores were 60% or greater than those of the unaffected leg. These results tell me that the patients are special. My speculation is that they had good functional stability and excellent muscle co-contractions and that they basically had recovered from their initial injury. This is very good information for screening purposes. That is, if patients with a torn ACL can do a hop test at 80% of the unaffected leg, maybe they can deal with ACL deficiency at least for a month or two, enough to play out a season. I wonder how much time transpired in this study from the time of injury to the screening test?

Irrgang: Based on my personal knowledge of the authors' program, by the time the hop test was conducted, these patients had recovered from the acute episode, had started rehabilitation, had regained their range of motion, and had started some strengthening exercises. That would be approximately 3 or 4 weeks postinjury.

DeCarlo: We use the hop test as part of postoperative rather than preoperative screening. Our patients who do not have reconstruction but who want to return to activity typically have made a choice to modify their activity level. We therefore don't use this test in making decisions on return to sports.

Rothstein: According to our discussion, the patients in this study are not representative of the "typical patient" with a torn ACL. The screening protocol used by Fitzgerald and colleagues apparently did a good job of identifying those who could be helped by the nonoperative program. This study is a wonderful example of the difference between an outcome study—for a select group of patients there was a positive outcome—and a study that clinicians can use for evidence-based practice. Based on the use of the hop test, this study appears to have limited generalizability. Many therapists wouldn't find "their" specific patients among these subjects. But for those physical therapists who do treat this type of patient, there is strong evidence about the benefit of the intervention.

Wilk: That's why the study is valuable. But if a physician sees a patient with a torn ACL—for example, a high school or college athlete, recreational or scholastic—and the patient wants to know whether surgery is necessary, I seriously doubt that a physician would say, "I don't know. Go to physical therapy for a series of tests to determine whether you need it."

Irrgang: This also applies to the question, "Can I play out the season?" There may be a reason why the patient needs to play out that season. Maybe it's his or her last season of eligibility. Fitzgerald and colleagues are saying, "Let's give it a little bit of time. Let's see whether the patient qualifies for the nonoperative program, and then, if the patient can successfully complete the program, let's see what happens."

Wilk: After a patient tears the ACL, the physical therapist might take 2 or 3 weeks to reduce the swelling and restore some range of motion. Next, the therapist might do the screening test, which may take a day or two. Then, the patient may undergo rehabilitation—according to this study, three times per week for 5 weeks. This brings us to 7 or 8 weeks postinjury. Given this scenario, the patient may ask, "Why don't I just have the surgery first? It would be 8 weeks before I could go back to play anyway." In most sports, the season essentially would be over by then. That's where the treatment dilemma lies. Most athletes, and maybe even the general population, do not want to spend the time in nonoperative treatment if they're only going to need surgery anyway. As we've already noted, that's the mindset of many surgeons today.

Rothstein: How long it would take to get an avid skier—not a professional skier—back to skiing post–ACL reconstruction?

Wilk: Scholastic and professional athletes are somewhat more predictable than recreational athletes. We can't be sure about the recreational athlete's level of motivation or conditioning, both of which factor into how long the rehabilitation is going to take. Skiing is one of the sports for which it takes longer, just because of the nature of the sport and the type of person the skier tends to be. The ultimate answer is that these patients return to skiing when they're ready—but I would estimate at least 5 or 6 months.

Rothstein: What about for simpler activities, such as pick-up football?

Wilk: Again, I would always add the caveat, "Patients return when they're ready." But I would estimate 4 or 5 months.

Rothstein: That's a little less than twice as long as the protocol used in this study.

Irrgang: At my facility, the approach is not as aggressive as the one used in this study. Our time frame is probably closer to 6 months. The athletes start returning at 4 or 5 months, but full participation takes at least 6 months.

DeCarlo: As a general rule, I find that recreational skiers won't be able to return to the slopes until the following winter. But as I think about recreational and professional athletes in other sports and about our clinical experience during the past 3 or 4 years—using the patellar tendon graft from the opposite knee for primary ACL reconstruction—I can say that football players who are injured in the preseason are playing that same season, and basketball players begin their agility training within 6 weeks postsurgery. We're aggressive even with the recreational athlete who may not have a defined season, because within 6 weeks or so of the operation, they are doing the agility program, and within 3 months or so they are reasonably competitive.


    What's "Standard"?
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: Here's a question that relates not only to this study but to any situation when we want to compare interventions. The authors say that they used a "standard program" for comparison. In conducting research, I've found it difficult to determine what a "standard program" is, and I usually have to depend on colleagues for an expert opinion. Is the program described in this study a "standard program"?

DeCarlo: The authors addressed such issues as motion, swelling, and gait early in the article. As far as the training program, however, they didn't give a tremendous amount of detail, probably because it would have been too lengthy. There could be a lot of discussion regarding quadriceps femoris muscle and hamstring strengthening. Did they use open and closed chain exercise or isolated functional strengthening? As a general rule, strengthening of the lower extremity, endurance training, agility training, and sports-specific work would constitute a "standard program." In terms of the specifics of the exercises, however, there could be quite a bit of variation. The electrical stimulation protocol used in this article was described in the literature by Snyder-Mackler,18 but there is no expert consensus on that protocol as part of the standard program.

Rothstein: Is it even practical to consider electrical stimulation as part of the standard program?

DeCarlo: Under managed care, and with restrictions on patient access to physical therapy, that's a very real question. My patients live 60 miles away on average. It wouldn't be realistic to expect them to visit the clinic three times a week for electrical stimulation.

Irrgang: If a patient starts functioning well with activities of daily living, the physical therapist would have a hard time justifying this higher level of intervention to payers.

Wilk: "Standard program" means different things to different people. And sometimes what we write for publication is different from what we do in the clinic. Since 1995, at my facility, we have made a conscious effort with all patients who have ACL injuries—both reconstructed and unreconstructed—to work on proprioception, neuromuscular training, perturbation training, and improvement of limb confidence. Anecdotally, I've noticed tremendous improvements at a faster rate. So, although our standardized program would include all of the things described in this article—strength, cardiovascular, agility, and sports-specific training—in between the lines we are using a great deal of neuromuscular and motor control training. In my opinion, that's the key with all patients with ACL injuries, whether they have surgery or not.

Rothstein: Is "standard" different for your facility from what's reported in this paper?

Wilk: I'm not sure. When the authors talk about "agility skill training," for instance, they do not include details, probably because the description would be too cumbersome. But I would speculate that it included some proprioceptive training. In my facility, our program consists of approximately 50% or 60% strength and cardiovascular training and 40% or 50% proprioceptive training. That's how important proprioceptive training has become to our "standard program."

Rothstein: It could be argued that using the limbs inherently involves proprioception. What does "proprioceptive training" mean to you?1

Wilk: One day post-ACL reconstruction, we may ask patients to do weight bearing activities such as putting equal weight on both legs, using a force platform to determine weight distribution. When they do closed chain squats, we may have them look at a screen so that they maintain equal weight on both sides. I believe that this is a proprioceptive activity, because it involves awareness of how much weight the leg is bearing and the location of the knee joint in space. Within 7 days, patients begin standing on foam half circles, doing lunges and weight bearing, and then move on to the Biodex Balance System,{dagger} doing squats on an uneven or unsteady surface, finally working toward the tilt board. This is the "standard program" for our clinic. Every patient receives it.

Irrgang: In this study, however, the control group did not use tilt boards.

Rothstein: By virtue of these particular patients and their need to get back to sports within a brief period of time, the study represents a "special niche." Our discussion now suggests that there may another niche—the niche of having enough time! Not only must there be enough visits but enough time per visit for electrical stimulation, which can be very time consuming.

Wilk: The perturbation training also is time consuming—and labor intensive. First, the therapist has to train patients in this type of activity to reduce the risk of injury. Even if patients are just balancing on a platform while throwing a ball into a bounce-back system, they should be supervised to ensure their safety. In perturbation training, the therapist creates a stimulus by tapping the platform, which means that the therapist must observe the patient while creating the perturbation stimulus.

DeCarlo: At my facility, about 40% of our caseload is covered by managed care plans, but we still are different from the norm because patients can come in whenever they need to. Many travel a great distance. But that's not just a time issue. It's a resource issue. Particularly for high school students, considerable family resources are involved; for instance, parents may have to take time off work to bring their kids to therapy.

Rothstein: Exercises are modified in this study on the basis of complaints of pain and swelling. Are these the general guidelines that your clinics use?

Irrgang: In addition to pain and swelling, I look at the quality and correctness of movement. I evaluate patient performance qualitatively.

DeCarlo: From a therapist's standpoint, it is important to know whether there is pain and swelling, because these symptoms relate to meniscal trauma and articular surface damage. In my experience, figure eight running and agility training are easier for patients to resume than traditional running activities. The sports-specific and agility programs are more challenging, so I focus on those.

Wilk: In modifying the exercises, I ask the patient, "How did your knee feel ? Did you have any episodes in which you felt like your knee was going to give way? Did you feel any instability or shifting in the knee?"


    Multiple Outcome Measures: Which Ones Determine Success?
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: Fitzgerald and colleagues gave operational definitions of "unsuccessful rehabilitation," and the first one is "knee giving way." Do you consider this to be a reasonable outcome? What about arthrometer scores? Why would they change when nothing is being done to the ligament?

DeCarlo: In the long term, the arthrometer score certainly could change, but not in the short term.... "Giving way" is important in determining outcomes. In this study, if the patient's knee gave way at any time during rehab or return to activity, the patient was excluded from further nonoperative treatment. Every time the knee gives way, the patient risks further intraarticular damage that could become a long-term problem,1921 such as arthritic changes—which is why I disagree with recommending nonoperative treatment to the high-level athlete. I believe that therapists can return athletes to activity within a reasonable time frame, even within a season, following a well-performed ACL reconstruction, and that the surgery decreases the potential for greater intra-articular problems.

Wilk: Again, another big factor is whether the athlete is satisfied with the level at which he or she is able to compete. Is the athlete functioning near the preinjury level? If the knee is stable but the athlete still isn't competing at the desired level because of lack of confidence in the limb or because of some other performance problem that has compromised strength, I view that as a failure. "Knee giving way" and arthrometer scores shouldn't be the only criteria. Some people in this study did fail, both with the standardized treatment and with the perturbation training. Of those individuals who failed, I want to know which ones were participating in sports—and what type and level of sports. Was there a correlation between a certain sport or level of participation and ultimate failure?

Rothstein: When we have so many measures, as in this study, how do we decide when we've succeeded and when we've failed?

Irrgang: "Knee giving way" is a good definition of poor outcome, at least for the purposes of this study. Wilk added the outcome of whether patients are feeling apprehensive or having other symptoms, pain, and swelling with an attempt to return to activity. These measures could be put into some type of a cluster. If patients have two out of the three, for instance, that could be the criterion for failure.

Rothstein: Is there a hierarchy of outcomes criteria?

Wilk: Giving way and the performance would have to be close to the top and would have to go hand in hand.

Rothstein: But aren't there measures that would be "nice to know" versus indicative of success or failure?

DeCarlo: If strength isn't good, for instance, none of the other variables is going to be good either.

Rothstein: There are no data to support that supposition, however.

Wilk: One of my patients, a National Football League lineman with an ACL reconstruction, has a 43% deficit compared with the opposite leg. He's been practicing, and he knows he can play; he's just waiting for clearance to play. He has a big strength deficit, but functionally he has no giving way. His knee is stable, his quadriceps femoris circumference measurements have decreased, he has no effusion, and he's been running and doing one-on-one drills for 4 weeks.

Rothstein: What, then, is the relationship between impairment—in this case, weakness—and disability?

DeCarlo: If strength isn't at a certain level, patients generally are more predisposed to knee ache and to increased swelling in the joint. As a result, they may not be able to perform effectively. So, those variables are somewhat interrelated.

Irrgang: They are interrelated, but I don't know how strong those relationships are. Performance is what ultimately determines success or failure. If athletes are not performing up to their expectations—if they're having instability or other symptoms—I'd define that as failure, as opposed to inadequate quadriceps femoris muscle strength or a poor arthrometer test score. Again, we should look at how patients are doing from a functional point of view.

Wilk: Using giving way as the criterion for success or as the ultimate outcome doesn't tell you the patient's status in terms of activity level. A patient might not have an episode of giving way, and she might have returned to skiing; but perhaps she can handle only the "bunny hill" or is able to ski only once every 2 weeks as opposed to twice per week. In the case of a football player, perhaps he's playing, but only for a few minutes per game. In other words, the athletes may still be participating at the same sport, but not at the same level or frequency.

Rothstein: When patients take preemptive action to decrease their risk for reinjury, it's harder for the physical therapist to do an evaluation. But that's their right. They're the ones who feel the pain. So, when some patients have fewer problems than others, maybe it's because they're doing less. That's why a thorough history and discussion are critical. When a patient says, "I'm 100% successful at everything I did this week," you may find out that all he did was go to the store twice. We need more descriptive information from the patient interview; otherwise, the context in which we make our clinical judgments is weak.

Irrgang: Again, for me the big question is whether the patient is participating at the preinjury level. If not, the outcome may not be adequate.

Wilk: In judging these two groups—the standard treatment group and the perturbation training group—I see some disparity. The standard group seemed to have a higher level of sport participation than the perturbation group did. The standard group included one person who played lacrosse, which is a high-level activity; one who played soccer; one who played field hockey; six who played collegiate basketball; and one who played high school basketball. The perturbation group included one field hockey player and one volleyball player—no basketball players. That has implications. Basketball is probably one of the toughest sports because of the jumping, the frequency of cutting and pivoting, and the coefficient of friction between the gym floor and the sneakers. At what level and how often are these subjects playing? Are the six basketball players in the standard group recreational or scholastic athletes? Are they playing once per week or 7 days per week? Noyes22 proposed grading functional activities—at level one, level two, or level three—based not only on the type of sport, but on the frequency of the sport. If patients are returning to basketball at a college level, which involves playing 7 days per week, they're going to have different needs from those of patients who play recreational basketball once or twice per week.


    Patient Motivation
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: All of you have made it clear that you don't believe you succeed with this type of patient unless you meet the patient's unique needs. This philosophy isn't necessarily limited to patients who play sports. But should a therapist be held responsible because a patient with a low back problem doesn't go back to work—especially when the patient didn't like his job to begin with?

Irrgang: Sports patients are very motivated to get back to what they were doing. We don't usually have the psychological or other variables that may affect the outcome in other types of patients.

DeCarlo: The principle that drives sports physical therapists, both from a clinical standpoint and a research standpoint, is getting these individuals back to their previous level of activity.

Rothstein: Given those expectations, are you surprised by the results of this study?

Wilk: I was surprised, but I was also delighted. I firmly believe in neuromuscular training, and the results of this study help support what I do clinically.

Rothstein: What about the fact that the groups may not be quite equal in terms of sport and participation level?

Wilk: Even the standard group had a 50% success rate, according to the criteria. Compare that with the results of most other studies. According to the literature review conducted by the authors, the success rate ranges between 23% and 39%. We'd probably all agree that about 20% of our patients cope or adapt to their ACL deficiency. In that context, a 50% success rate using conventional treatment without perturbation training seems very high. And the perturbation group had a 92% success rate at the 6-month mark. These results are amazing. They are almost triple the rates reported in previous studies.

Rothstein: Would the difference in the sample account for that?

Irrgang: The way they selected patients for this program might account for some of the success. The selection method has to be taken into account when generalizing results to practice.


    Is It Evidence for Your Patients?
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 
Rothstein: We might like a study's results because they reinforce our opinion or because we like the way the study was done, but if our own patients don't meet the eligibility criteria that the study uses for its subjects, we are not treating the same type of patients. In the case of this article, the results do not necessarily constitute evidence for what a given therapist is doing. They may provide inspiration, but not evidence. What about this study best indicates that the subjects were special?

Wilk: The fact that the authors were able to conduct the hop test with patients who were only 3 or 4 weeks postinjury is surprising. I assume that the patients had no meniscal pathology or significant bone bruises. Even with magnetic resonance imaging, however, meniscal lesions are not always obvious. At 3 weeks, most patients with ACL deficiency may have normal gait, but they may still feel uncomfortable about their knee and feel apprehensive about quick movements. They may have joint line pain because of the bone bruise or capsular inflammation.

DeCarlo: With bone bruising, and given that the swelling has only recently been reduced, the gait has only recently been normalized, and the leg control has only recently been improved, I would be very apprehensive about having the patient do a single hop, let alone the other hop tests that were described.

Rothstein: The authors don't report patients having any problems with these tests. That seems miraculous.

Irrgang: They may have had neuromuscular control or, at least, the propensity toward it before they even started rehabilitation.

Wilk: The subjects weren't consecutive patients. Perhaps Dr Axe [orthopedic surgeon and co-author] unconsciously "preselected" for patients who had less inflammation and a truly isolated injury and who didn't have a big bone bruise. Such patients would naturally do better than others might.... For readers who treat ACL injuries only occasionally, and even for readers who treat many ACL injuries, this study makes the case that they should consider proprioceptive, neuromuscular, perturbation-type training in all phases of the rehabilitation. And perhaps not just for patients with ACL injuries, but for all patients. This study supports the idea that dynamic stabilization is important to the knee—and probably to all joints in the body.

DeCarlo: As with all research investigations, this study raised some questions. This particular approach using perturbation training was geared toward a short-term option for specific patients. It would be interesting to continue this study to determine the long-term success of these particular patients who have chosen a nonoperative approach. These individuals were able to return to their sport. But for a patient with an ACL-deficient knee who is wearing a custom-made brace, what is the level of activity?

Irrgang: The authors did a good job of identifying a problem and designing and testing an intervention. It does provide some evidence for the perturbation training. It would be interesting apply these same types of techniques in a randomized way to support their use for other conditions, including post-op. We may believe that these techniques work, but a randomized trial would provide a higher level of evidence then just our opinions. The authors provide a first step—and a framework that other researchers can apply to studying other conditions.

Rothstein: This study describes an intervention that should be in the physical therapist's repertoire, to be used not with all patients but with the appropriate patient. Appropriateness is based not only on the screening, the ACL status, and the functional status, but on what the patient needs to be able to do in the short term and the long term. You three are experts who at times may be the last resort for people with ACL injuries, so you don't necessarily see patients like those in this study; but then again, we don't know who does, because we as a profession don't yet have enough data about our patterns of practice. In our rush to have outcomes data, we may not think about these unique differences between patients and individual physical therapy practices. But if we don't factor in these differences, the information we collect will not give us the answers that we need and that insurers demand.


    Footnotes
 
Invited clinicians and researchers discuss a research report's implications for practice, research, education, and administration.

* Biodex Medical Systems Inc, Brookhaven R&D Plaza, 20 Ramsey Rd, Box 702, Shirley, NY, 11967-0702. Back

{dagger} NeuroCom International Inc, 9570 SE Lawnfield Rd, Clackamas, OR 97015. Back


    References
 Top
 Introduction
 Measuring Performance
 Individualized Muscle-Firing...
 Not Your Average Patient?
 What's "Standard"?
 Multiple Outcome Measures: Which...
 Patient Motivation
 Is It Evidence for...
 References
 

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Cindy Myers, G Kelley Fitzgerald, Michael J Axe, and Lynn Snyder-Mackler
Physical Therapy 2000 80: 526-527. [Full Text]




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